ISI Declaration on Professional Ethics

 

 Ethical principles

 

1. Conflicting Interests

The likely consequences of collecting and disseminating various types of data should be considered and explored, and efforts made to guard against predictable misinterpretation or misuse.

Findings should be communicated for the benefit of the widest possible community, yet attempt to ensure no harm to any population group.. 

2. Pursuing Objectivity

Statisticians should uphold their professional integrity without fear or favor, only selecting and using methods designed to produce the most accurate results, and presenting all the findings openly, completely, and in a transparent manner regardless of the outcomes. Statisticians should be particularly sensitive to the need to present findings when they challenge a preferred outcome.

3. Clarifying Obligations and Roles

The respective obligations of employer, client, or funder and statistician in regard to the roles and responsibility of each should be spelled out and fully understood in advance.  In providing advice or guidance, statisticians should take care to stay within their area of competence, and seek advice, as appropriate, from others with the relevant expertise. 

4. Assessing Alternatives Impartially

Available methods and procedures for addressing a proposed inquiry should be considered and an impartial assessment provided to the employer, client, or funder of the respective merits and limitations of alternatives, along with the proposed method. 

5. Avoiding Preempted Outcomes

 Any attempt to establish a predetermined outcome from a proposed statistical inquiry should be rejected, as should contractual conditions contingent upon such a requirement. 

6. Guarding Privileged Information

Privileged information is to be kept confidential. This prohibition is not to be extended to statistical methods and procedures utilized to conduct the inquiry or produce published data.

7. Exhibiting Professional Competence

Statisticians shall seek to upgrade their professional knowledge and skills, and shall maintain awareness of technological developments, procedures, and standards which are relevant to their field, and shall encourage others to do the same.

8. Maintaining Confidence in Statistics  

In order to promote and preserve the confidence of the public, statisticians should ensure that they accurately and correctly describe their results, including the explanatory power of their data. It is incumbent upon statisticians to alert potential users of the results to the limits of their reliability and applicability.

9. Exposing and Reviewing Methods and Findings  

Adequate information should be provided to the public to permit the methods, procedures, techniques, and findings to be assessed independently.

10. Communicating Ethical Principles

In collaborating with colleagues and others in the same or other disciplines, it is necessary and important to ensure that the ethical principles of all participants are clear, understood, respected, and reflected in the undertaking.

11. Bearing Responsibility for the Integrity of the Discipline

Statisticians are subject to the general moral rules of scientific and scholarly conduct: they should not deceive or knowingly misrepresent or attempt to prevent reporting of misconduct or obstruct the scientific/scholarly research of others. 

12. Avoiding Undue Intrusion

The intrusive potential of some forms of statistical inquiry requires that they be undertaken only with great care, full justification of need, and notification of those involved.

13. Ensuring Informed Consent

Statistical inquiries involving the active participation of human subjects should be based, as far as practicable, on their freely given, informed consent, including their entitlement to understand the mandatory/voluntary status of their participation and the ability to refuse for whatever reason.  Participation should be as informed as possible, and information that might affect the willingness to participate should not be withheld.

14. Protecting the Interests of Subjects

Statisticians are obligated to protect subjects, individually and collectively, insofar as possible, against potentially harmful effects of participating, both to the subjects themselves and to their relationships with their environment. This responsibility is not absolved either by consent or the legal requirement to participate.

15. Maintaining Confidentiality of Records

The identities and records of all subjects or respondents, cooperating or not, should be kept confidential, whether or not confidentiality has been explicitly pledged.

16. Inhibiting Disclosure of Identity

Appropriate measures should be utilized to prevent data from being published or otherwise released in a form that would allow a subject or respondent’s identity to be disclosed or inferred.

 

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