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1. What can you
tell about survey quality awareness?
Anders Christianson
Answer:
Quality awareness among users and producers are, of course, of great importance
for statistical surveys as well as in any other branch. For statistical
surveys, however, quality has many facets, some of which can be evaluated by
means of a so-called customer satisfaction survey. For instance the user as
well as the producer of a statistical survey easily obtains the timeliness
accuracy. For other aspects of survey quality, more sophisticated methods must
be used to assess the quality. Most important is the accuracy of the survey.
Accuracy is an indicator of the degree, to which the user can rely on the
results of a survey. The accuracy should meet the needs of the users and the
inevitable inaccuracies should be properly reported, thus enabling the users to
make their own judgements as to whether the quality of the data support
intended uses or not.
Perfect survey quality is merely a theoretical ideal. Inaccuracies come from
errors in the survey. Sources of errors are the sampling procedure (sampling
errors) and other steps of the survey (nonsampling errors) particularly
nonresponse and measurement errors.
It is crucial that the producer obtains a fair assessment of the accuracy of
the survey by means of evaluation efforts like the computing of a confidence
intervals and nonsresponse rates, to mention the two most common measures.
Thus, the producer’s perceived accuracy is obtained. It is equally important
that this is communicated to the users to affect their perceived accuracy. This
is done by means of a quality declaration.
Generally, the assessment of quality measures of random errors, i.e.
sampling quality, is readily obtained by the computation of confidence
intervals (or a point estimates together with their coefficients of variation,
CV) that measure the very uncertainty associated with the sampling error,
taking advantage of the sampling theory. Unfortunately, there is no unified
theory that evaluates response quality in a similar way. Actually the quality
awareness varies with the different sources of errors. This may be described by
the quality awareness ladder, introducing the following four steps of quality
awareness:
Step 4: Quantitative measure of inaccuracy
(confidence interval) available
Step 3: Quantitative measure of indicator of
issue (nonresponse rate) available
Step 2: Vague awareness of quality issue
occurs (as often for measurement error)
Step 1: No awareness of quality issue
(sometimes detected “by accident”)
Obviously, the quality awareness varies from one issue to another. Sampling
errors represent the highest step of quality awareness, whereas indicators or
judgments normally evaluate nonsampling errors. There is no single measure that
brings together all the uncertainty of a statistical survey. However, much work
in the realm of survey methods development today is devoted to the bringing up
of the awareness of quality issues up the ladder, and much of this work has
been successful, though far from completed in terms of a single “total error
quality indicator”. Especially, works on measurement error models and variance
due to imputation makes it possible to provide quality information beyond that
of rates.
Statistical agencies have developed, and are using, quality guidelines
and/or policies to help staff have quality in their mind during all steps of
surveys and to provide a framework for correctly informing the users of data
quality.
Christianson A and Polfeldt T (1995): Evaluation and Improvement of
Response Quality at Statistics Sweden – A Research Approach. In Statistics
Sweden: European Harmonization, National Decentralization and Quality.
Proceedings of the 1st International Conference on Methodological
Issues in Official Statistics. Stockholm, June 12-13 1995.
Christianson A and Tortora R D (1995) Issues in Surveying Businesses: An
International Survey. Chapter 14 of Cox B G, Binder D A, Nanjamma Chinnappa
B, Christianson A, Colledge M J, and Kott P S. Business Survey methods. Wiley
ISBN 0-471-59852-6.
The Survey Statistician, no. 54, pages 16-17, July 2006

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2. What is a tolerable
nonresponse rate?
Anders Christianson
Answer:
This is a somewhat controversial
question. Historically, the view upon what is a tolerable nonrespons rate, was
stricter, say 40 years ago, than it is today. Some agencies even applied so
called minimum permformance standards, implying that survey results were
suppressed when standards were not met. Improved weighting methods and a
hardening survey climate has made the view upon what is a tolerable nonresponse
rate more liberal. However, there is still a common agreement in two respects:
First, it depends on the purpose of the survey if the nonresponse rate should
be considered acceptable or not. Some decisions
demand a higher degree of accuracy than others do. It is the survey users'
responsibilty to take the uncertainty of nonresponse into account when she or
he makes decisions.
Thus, it s the survey producer's (if other than
the user) obligation to communicate a fair account of this uncertainty to the
users. There are also limits as to when a probability sample still is a
probability sample when the nonresponse increases, thus jeopardizing the basis
of inferense from a sample to the population, from which it is drawn.
So, there is no straightforward answer to the
question in terms of a specific percentage. An interesting discussion on this,
giving different points of view, is to be found in the July 2002 issue of the
Survey Statistician in the "discussion corner" starting with an article by the
title Avoid the Need to Impute.
The Survey Statistician, no. 52, page 16, July 2005

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3. What
can I do to enhance the quality of retrospective
reports? Robert F. Belli,
University of Nebraska
Answer:
The quality of retrospective reports
depends on the quality of autobiographical remembering. Errors arise because
all remembering is reconstructive rather than reproductive, and the accuracy of
memory reconstructions depend (among other things) on the degree to which
information is encoded when events occur, how well information is stored over
time, and the extent to which the conditions at retrieval provide effective
retrieval cues. With regard to retrospective reports, survey researchers only
have some degree of control on the conditions of retrieval. As my work has
shown, providing more effective retrieval cues in questionnaires can enhance
the quality of retrospective reports. One line of studies has been based on
using episodic cues to help participants overcome potential source monitoring
errors, as can happen when people remember thinking about voting, or their
usual voting behavior, as evidence that they had voted in the last election
(Belli, Traugott, Young, & McGonagle, 1999; Belli & Moore, 2004). Another line
of studies focuses on calendar-based interviewing methodologies, which permit
an ability to utilize retrieval cues that exist within the structure of
autobiographical memory to an extent greater than that permissible in
traditional standardized question-list (Q-list) methods (Belli, 1998). Studies
which have compared calendar-based to standardized Q-list interviewing
methodologies have shown higher quality retrospective reports with the
calendar-based approaches (Belli, 2004; Belli, Shay, & Stafford, 2001; van der
Vaart, 2004). In many cases, additional costs in terms of increased
interviewing time are negligible, and there have been no observed increase in
interviewer variance, despite the more conversational and flexible nature of
calendar-based interviewing (Belli, Lee, Stafford, & Chou, 2004). Finally,
calendar-based interviewing has demonstrated its advantages in comparison to
Q-list approaches with 2-year and life course reference periods, in both
face-to-face and telephone modes, and in both paper and pencil and
computer-assisted interviewing data collection methods.
Belli, R. F. (1998). The structure of
autobiographical memory and the event history calendar: Potential improvements
in the quality of retrospective reports in surveys. Memory, 6,
383-406.
Belli, R. F. (2004, August) Improving the
Quality of Retrospective Reports: Calendar Interviewing Methodologies. Paper
presented at the sixth international conference on logic and methodology,
Amsterdam, the Netherlands.
Belli, R. F., Lee, E. H., Stafford, F. P., &
Chou, C-H. (2004). Calendar and question-list survey methods: Association
between interviewer behaviors and data quality. Journal of Official
Statistics, 20, 185-218.
Belli, R. F., & Moore, S. E. (2004). An
experimental comparison of question formats used to reduce vote overreporting.
Manuscript submitted for publication.
Belli, R.F., Shay, W. L., & Stafford, F. P.
(2001). Event history calendars and question list surveys: A direct comparison
of interviewing methods. Public Opinion Quarterly, 65, 45-74.
Belli, R. F., Traugott, M. W., Young, M., &
McGonagle, K. A. (1999). Reducing vote overreporting in surveys: Social
desirability, memory failure, and source monitoring. Public Opinion
Quarterly, 63, 90-108.
van der Vaart, W. (2004). The time-line as a
device to enhance recall in standardized research interviews: A split ballot
study. Journal of Official Statistics, 20, 301-317.
The Survey Statistician, no. 51, pages 19-20, January 2005

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